Lee Swartz

Associate Emeritus of Clinical Finance and Business Economics
Room / Office

PhD, University of Iowa; BS, MA Western Michigan University

Mick Swartz is a financial economist whose research has been published in the Journal of Accounting, Auditing and Finance and Financial Review. In 1997, he won the ANBAR Award for a paper that is listed as among the top 150 business papers in the world. Professor Swartz has made over twenty presentations at finance conferences, has consulted the US Senate on derivatives legislation, appeared on CNN and NBC and appeared before state legislators concerning executive compensation and merger legislation. He has taught in many countries, including Ukraine, United Kingdom, Canada, Poland, and Germany. Before joining USC, Professor Swartz taught at Purdue University, where he was recognized as Distinguished Professor numerous times for his teaching.
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Lee Swartz () "“Shadow Banking: Credit Related Hedge Funds and the Factors that Generate Abnormal Returns”, Journal of Accounting and Finance ,"  Journal of Accounting and Finance   Sept 2017.
Lee Swartz () "Shadow Banking : Credit Related Hedge Funds ,"  Journal of Accounting and Finance.
Lee Swartz () "Algos vs Humans : Factors Affecting 3 Global Macro Hedge Fund Strategies ,".
Lee Swartz () "Relative Value Hedge Funds: A Behavioral Modelling of Hedge Fund Risk Factors ,"  Journal of Behavioral Finance.
L. Mick Swartz () "The Timing of Activist Returns ,".
Lee (Mick) Swartz () "Hedge Fund Strategies and Tools ,".
Lee Mick Swartz () "Hedge Fund Strategies : Professional Version ,".
Lee Mick Swartz () "6 New Risk Factors that Affect Asian Hedge Fund and Commodity Fund Returns ,".
Lee Mick Swartz () "Hedge Funds Tools and Strategies ,"  University of Southern California Press .
Lee Swartz, Kai Zhang, Kok Lay Teo () "A Robust Numerical Scheme for Pricing American Options Under Regime Switching Based on Penalty Method ,".
Lee Swartz () "Hedge Fund Strategies and Tools ,"  Figueroa Press , 181 pages plus powerpoint slides .
Lee Swartz () "“Stock Option Returns and Stock Anomalies,” Journal of Business Economics and Finance ,".
Lee Swartz () "Hedge Fund Strategies and Tools ,"  Figueroa Press .
Lee Swartz () "Distressed Lending, PIPES and Credit Arbitrage Funds ,".
Lee Swartz () "Stock Option Returns and Stock Anomales ,".
Lee Swartz () "Why Do Firms Issue Stock at a Discount? ,".
Lee Swartz, Jeff CFTC () "Options Chapter for Kolb/Overdahl text with Jeff Harris ,"  Derivatives  Handbook of Finance, Options .
Lee Swartz () "Secrecy, Collusion and Coalition Building ,"  Corporate Ownership and Control  Volume 4, 6-24.
Lee Swartz, Tim Cairney () "Differential Trading Patterns of Institutional Investors Surrounding the Release of Management Forecasts of Annual Earnings ,"  Western Science Institute Proceedings.
Lee Swartz () "Director's Duties Legislation and Shareholder Wealth ,"  Regional Business Review.
Lee Swartz, Dave Hutchison () "Measuring Interest Rate Risk in Retail Deposit Markets ,"  Bank Accounting and Finance.
Lee Swartz () "SBM Money Talks ,"  Shoreline Business Monthly.
Lee Swartz () "Don't Shareholders Deserve Better Than This From CEOS? ,"  Business Direct Weekly.
Lee Swartz, Harry Turtle, Geoffrey Bell, Charles Mossman () "An Empirical Analysis of Bankruptcy Models ,"  Financial Review.
Lee Swartz () "Massachusetts Classified Board Law ,"  Journal of Economics and Finance.
Lee Swartz () "International Mergers ,"  Regional Business Review.
Lee Swartz () "The 1990 Pennsylvania Antitakeover Law: Should Firms Opt Out of Antitakeover Laws? ,"  Journal of Accounting, Auditing and Finance.
Lee Swartz () "Antitakeover Legislation in the Southeast ,"  Southeastern Economic Outlook.
Lee Swartz, Dave Hutchison () "Public Policy and Corporate Climate: The Explosion of Anti-Takeover Legislation ,".
Lee Swartz () "Testing the Sixe and P/E Anomaly Using the APT ,"  Regional Business Review.